Arbitration Filing Numbers
MLBTR's Arbitration Tracker is the place to go to see the arbitration contracts agreed upon thus far, as well as the figures exchanged between teams and players that were not able to reach agreement before today's noon deadline to swap salary positions. Matt Swartz's arbitration projections are available here.
As MLBTR has previously explained, 146 players officially filed for arbitration (after some eligible and tendered players had alread reached agreement). Of those, 40 players will exchange figures with their clubs. Of course, those players can still reach agreements before their hearings (which will take place betwee February 1st and 21st). If the case goes to a hearing, the arbitrator must choose one side's figures, rather than settling on a midpoint.
For the Braves players listed below, however, Atlanta says it will cease negotiations and take all cases to a hearing. Two other teams that have swapped figures with some players — the Nationals and Indians — also have employed variations of the "file and trial" approach with their arbitration cases.
Though a tweet from FOX Sports' Ken Rosenthal indicates that the Reds have joined the list of teams employing "file and trial," GM Walt Jocketty did not seem to echo that position in comments today to MLB.com's Mark Sheldon. It turns out that the team has only taken that position with respect to players whose deals were valued under the $2MM level, tweets Jeff Passan of Yahoo Sports.
We will use this post to keep tabs on the the highest-stakes arbitration situations remaining — those where the player files for at least $4.5MM:
- A.J. Ellis filed at $4.6MM while the Dodgers countered at $3MM, tweets Passan.
- Gerardo Parra filed at $5.2MM while the Diamondbacks countered at $4.3MM, tweets Passan.
- Tyler Clippard filed at $6.35MM while the Nationals countered at $4.45MM, tweets Jeff Passan of Yahoo Sports.
- Alex Avila filed at $5.35MM while the Tigers countered at $3.75MM, tweets Jason Beck of MLB.com.
- David Freese filed at $6MM while the Angels countered at $4.1MM, tweets Mike DiGiovanna of the Los Angeles Times.
- Mark Trumbo filed at $5.85MM while the Diamondbacks countered at $3.4MM, tweets Heyman.
- Kenley Jansen filed at $5.05MM while the Dodgers countered at $3.5MM, tweets Heyman.
- Craig Kimbrel filed at $9MM while the Braves countered at $6.55MM, tweets Bowman.
- Jason Heyward filed at $5.5MM while the Braves countered at $5.2MM, tweets Mark Bowman of MLB.com.
- Doug Fister filed at $8.5MM while the Nationals countered at $5.75MM, tweets Heyman.
- Aroldis Chapman filed at $5.4MM while the Reds countered at $4.6MM, tweets Heyman.
- Greg Holland filed at $5.2MM while the Royals countered at $4.1MM, tweets Heyman.
- Justin Masterson filed at $11.8MM while the Indians countered at $8.05MM, tweets Heyman.
- Freddie Freeman filed for $5.75MM while the Braves countered at $4.5MM, tweets Heyman.
- Matt Wieters filed for $8.75MM while the Orioles countered at $6.5MM, tweets Heyman.
- Homer Bailey filed for $11.6MM while the Reds countered at $8.7MM, tweets Jon Heyman of CBSSports.com.
- Jeff Samardzija filed for $6.2MM while the Cubs countered at $4.4MM, tweets Mark Gonzales of the Chicago Tribune.
Braves Will Go To Arbitration Hearings With Kimbrel, Freeman, Heyward
Braves GM Frank Wren says that his club will take its arbitration case to a hearing with the club's three remaining arbitration-filing players, reports David O'Brien of the Atlanta Journal-Constitution (via Twitter). Wren says that the club will not have any further negotiations with closer Craig Kimbrel, first baseman Freddie Freeman, and outfielder Jason Heyward.
The Braves are a noted "file and trial" club, and Wren's statements indicate that the club intends to stand by its position. "We have an organization philosophy of the filing date is our last date to negotiate prior to a hearing," said Wren. "We're done." None of the other "file and trial" clubs — the Blue Jays, Marlins, Pirates, Rays, Reds, and White Sox — has any players yet to reach agreement. (The Pirates and Reds are new additions to the list, per tweets from MLBTR's Tim Dierkes and FOX Sports' Ken Rosenthal.) For the first time ever, no players went to an arbitration hearing last year, but that apparently will not be the case for 2014.
As O'Brien explains, the Braves have not had a hearing since John Rocker back in 2001. The club avoided arbitration in 2009 with Jeff Francoeur just before a hearing, but has adopted its strict negotiating policy since that time.
Needless to say, those three players represent both a critical component of the team's young core and a substantial portion of its current and future payroll. Kimbrel, in particular, represents a fascinating arbitration case given his historic early-career performance from the back end of the pen. MLBTR contributor Matt Swartz projects him to earn a $7.25MM salary in his first trip through arbitration, with Freeman and Heyward projected to take home $4.9MM and $4.5MM, respectively.
Wren discussed the club's negotiations as well, as Mark Bowman of MLB.com reports on Twitter. "At the end of the day," Wren said, "we went well above the recommended salary arbitration numbers for all of our players."
The filing splits between player and team show that the Braves' filing numbers were in the ballpark of Swartz's projections. (The club may, of course, have been willing to go somewhat higher to avoid a hearing.) Kimbrel asked for $9MM, with the team countering at $6.55MM, while Freeman ($5.75MM vs. $4.5MM) and Heyward ($5.5MM vs. $5.2MM) also landed right around the projected dollar amounts.
Quick Hits: Rays, Kimbrel, Weeks, Kalish, Madson
Andrew Friedman doesn't think the Rays' search for a first baseman will last beyond another week, the club's executive VP told reporters (including Marc Topkin of the Tampa Bay Times). "There were some suggestions…of movement" between the Rays and James Loney on Thursday, Topkin reports, and Loney remains the Rays' top choice, though at less than his three-year, $27MM asking price. If Loney signs elsewhere, Topkin expects the Rays to acquire a first baseman in a trade rather than in free agency.
Here are some more items from around baseball as we conclude the 2013 Winter Meetings…
- This might be the optimal time for the Braves to trade Craig Kimbrel, ESPN's Buster Olney writes (Insider subscription required). Kimbrel is about to get much more expensive now that he's eligible for arbitration, to the point that Kimbrel's incredible statistics "broke" the arbitration projection model used by MLBTR's Matt Swartz.
- Rumors connecting Rickie Weeks to the Blue Jays, Braves and Marlins during the Winter Meetings were all false, Brewers GM Doug Melvin tells Tom Haudricourt of the Milwaukee Journal Sentinel (Twitter link).
- Ryan Kalish "is in the final stages" of signing with a new team, Peter Abraham of the Boston Globe reports. Kalish was non-tendered by the Red Sox earlier this month. The outfielder missed the entire 2013 season recovering from shoulder and neck surgeries.
- Several teams, including the Red Sox, have been scouting right-hander Ryan Madson, FOX Sports' Ken Rosenthal reports. The Rockies were also recently linked to Madson, who has missed two full seasons recovering from Tommy John surgery.
- ESPN's Paul Swydan (Insider subscription required) lists four teams who could be helped by the inexpensive additions of Kevin Youkilis, Brian Roberts, Johan Santana and Jeff Francis, respectively. Swydan also wrote about how Clint Barmes could help the Mets, but Barmes re-signed with the Pirates earlier today.
- Diamondbacks president/CEO Derrick Hall discussed his team's desire for a top starting pitcher, the recent Mark Trumbo deal and several other topics during a live chat with fans on MLB.com.
- The Pirates, Orioles and Indians could be risking their recent success with their hesitation to spend, USA Today's Bob Nightengale opines.
- Several team executives and scouts joined ESPN's Jayson Stark in listing the winners and losers of the offseason thus far, with a pair of teams (the Mariners and Yankees) somewhat in between, in the "winners with an asterisk" category.
Arbitration Breakdown: Craig Kimbrel
Over the next few months, I will be discussing some of the higher profile upcoming arbitration cases. I will rely partly on my arbitration model developed exclusively for MLB Trade Rumors, but will also break out some interesting comparables and determine where the model might be wrong.
In just over three years on the baseball diamond as a member of the Atlanta Braves, Craig Kimbrel has accomplished a wide variety of feats. He has led the National League in saves for three years in a row, with 139 saves in his young career. Kimbrel struck out a fantastic 381 hitters, which amounts to 43 percent of all hitters faced (more than twice the league average). He has also kept runs off the board like no one else, allowing a microscopic 1.39 ERA in his 227 1/3 innings pitched. Now, we can add one more trophy to his case here at MLB Trade Rumors: he is the namesake of the Kimbrel Rule, as well as the first player whose arbitration salary projection has ever been affected by it. Why do we need this Kimbrel Rule? Quite simply, Kimbrel broke my arbitration model.
The result that the model spit out was so outlandishly high that no panel would ever have awarded it to him. The model works by considering how panels and settling parties (teams and agents) have previously interpreted different statistics and factors into their decision, and provides a salary estimate based on these. This is often useful, for example, because we can see how many saves a closer would need to have to offset a higher ERA than a previous comparable. Similarly, for a hitter, we can see how much an MVP adds to salary and how many home runs a hitter would need to belt to make up the difference. However, there is no category in which Kimbrel failed to dominate the preceding closers who have reached their first year of arbitration.
Consider the following lists of maximum first-year salaries for closers in arbitration over the previous seven years:
Jonathan Papelbon ($6.25MM):
- Platform year—41 SV, 2.34 ERA, 69 1/3 IP, 77 SO
- Previous years—72 SV, 1.63 ERA, 160 2/3 IP, 193 SO
Bobby Jenks ($5.60MM):
- Platform year—30 SV, 2.63 ERA, 61 2/3 IP, 38 SO
- Previous years—87 SV, 3.26 ERA, 174 IP, 186 SO
John Axford ($5.00MM):
- Platform year—35 SV, 4.68 ERA, 69 1/3 IP, 93 SO
- Previous years—71 SV, 2.26 ERA, 139 1/3 IP, 171 SO
Brian Wilson ($4.46MM):
- Platform year: 38 SV, 2.74 ERA, 72 1/3 IP, 83 SO
- Previous years: 48 SV, 4.34 ERA, 116 IP, 108 SO
Now consider Kimbrel’s primary arbitration-relevant statistics:
Craig Kimbrel (unknown):
- Platform year—50 SV, 1.21 ERA, 67 IP, 98 SO
- Previous years—89 SV, 1.46 ERA, 160.1 IP, 283 SO
Now consider the records for each of these statistics by all closers (defined by having 15 platform-year saves or 50 pre-platform saves) put together before Kimbrel, which we will call Mutant Super-Closer:
Mutant Super-Closer:
- Platform year—41 SV, 1.71 ERA, 78 1/3 IP, 93 SO
- Previous years—87 SV, 1.63 ERA, 252 IP, 269 SO
Other than innings, Kimbrel actually beat the Mutant Super-Closer too. He beat every previous closer in every previous category.
Looking at the foursome of potential comparables above, it is clear that Papelbon is the only closer who even came close to achieving what Kimbrel ultimately has achieved, and he fell far short of Kimbrel’s accomplishments in every category.
Kimbrel had 50 saves in 2013, his platform season. The most any other pitcher has had going into his first year of arbitration in recent memory (which includes the last seven years, the data I have available) was Jonathan Papelbon, who had 41. No one had more career saves in recent memory than Bobby Jenks who had 117 going into arbitration for the first time, but Kimbrel has 139.
Kimbrel has a 1.39 career ERA, which is well ahead of any other closer reaching arbitration. The closest was Papelbon who had a 1.84 ERA going into his first year of arbitration in 2009, but his 2.34 platform year ERA fell far short of Kimbrel’s 1.21 mark for 2013.
Kimbrel also has all other closers beat on strikeouts too, tallying 381. The next highest for a closer going into his first year of arbitration was 362 strikeouts by Carlos Marmol leading into 2010, but Marmol’s 23 career saves at this point fall well short of Kimbrel’s 139.
In the end, there just weren’t any comparable pitchers for Kimbrel. There was no category where he fell short of another closer’s mark, and the accolades piled on to escalate his salary projection. This is why we invented “The Kimbrel Rule,” which is defined by limiting the maximum salary projection possible to exceed the previous record for his player type to $1MM (and similarly, the maximum raise for a non-first time eligible player is $1MM greater than the previous record raise as well). In this case, no one has ever earned more in their first year of arbitration as a closer than Jonathan Papelbon, when he earned $6.25MM in 2009, so Kimbrel is projected for $7.25MM despite the model itself predicting a salary well in excess of this amount.
This number was selected as a rough approximation of what teams, agents, and arbitration panels have historically decided on. In general, the model I use does a good job of approximating the end-result of their decision processes, but when faced with no historical precedent, there is often a settlement that avoids beating the previous record by too much. Therefore, we have made this specific rule a part of the model. It is not the first time that we have let the model “have eyes.” For players who do not play in a given season, we have observed that they so frequently get rewarded with their exact previous salary that this is now an explicit rule in the model. No player gets projected for a decrease in salary anymore because those that would have often received this floor anyway—their previous salary. Now, we have a rule for the ceiling for players.
We are eagerly awaiting the ultimate settlement in the Kimbrel case, because we have spent much of the last few months discussing the peculiar case of Mr. Craig M. Kimbrel. It is our suspicion that he will land much closer to the $7.25MM we have projected for him than the high number the model produced, which I might as well confess was actually $10.2MM. However, Kimbrel is not just the namesake of the rule; he is also the first test of the Kimbrel Rule. While a couple other players will have their salaries dampened by the Kimbrel Rule in 2014, the amount that it changed their salary projection was under $1MM in these cases, nothing that could shine a light on the theory. Going forward, this may be a clue about how to treat exceptional cases for us (and possibly, for the teams and players themselves). Of course, maybe the Braves will hurry up and settle with him before he breaks my computer.
Quick Hits: Heyward, Marmol, Arroyo, Lohse
For that special baseball fan in your life, Valentine's Day means dressing up in an Expos throwback jersey and a fake mustache and glasses before hitting the town. Here's the latest from around the majors as Spring Training is almost in full swing…
- The Braves haven't talked to Jason Heyward about a long-term extension, MLB.com's Mark Bowman reports. Heyward was arbitration-eligible for the first time this winter and agreed to a one-year, $3.65MM deal for 2013. Heyward is under team control through the 2015 season. Bowman thinks the Braves could also talk to Craig Kimbrel and Freddie Freeman about multiyear deals before the season begins.
- Also from Bowman's story, Braves CEO and chairman Terry McGuirk said the organization is willing to spend to keep the team in contention for years to come. "Money is not going to stand between us and getting it done at this point because we are that close," McGuirk said. "I'm talking about [the] long term and short term. I'm talking about talent that is here and talent that isn't here."
- Carlos Marmol said he "was a little sad" when the Cubs tried to deal him to the Angels earlier this offseason, ESPN Chicago's Bruce Levine writes. Marmol's contract expires after this season and the reliever said he wants to stay with the Cubs. Levine speculates that the Angels could revisit a Marmol deal since Ryan Madson will likely start the year on the disabled list.
- Bronson Arroyo is entering the final year of his Reds contract and the veteran realizes it could be his last year in Cincinnati, MLB.com's Mark Sheldon reports. "When you have a team as we do, where everyone is coming into their own kind of at the same time, and add the fact we have a couple of monster deals already in place, it's going to be tough for me to stick around here if I have [a] successful season," Arroyo said.
- Given the time Reds GM Walt Jocketty is spending on Homer Bailey's contract, John Fay of the Cincinnati Enquirer figures Bailey could be in line for a multiyear deal. The Reds have already signed two other arbitration-eligible pitchers (Mat Latos and Logan Ondrusek) to two-year extensions this offseason. Bailey is in his second year of arb eligibility.
- Kyle Lohse's landing spot is debated by Jeff Sullivan and Dave Cameron of Fangraphs. Lohse is expected to find a contact soon, though a number of teams linked to the right-hander are seemingly distancing themselves. Sullivan and Cameron suggest the Rangers, Mariners, Padres and Indians could all be fits for Lohse and the two weigh the costs of Lohse's projected value against the value of the draft pick that most teams would have to give up to sign him.
- Jeff Gordon of the St. Louis Post-Dispatch lists John Mozeliak's 10 best moves as Cardinals general manager. Mozeliak signed a new extension with the Cards today that will keep him with the team through the 2016 season.
Kimbrel, Hellickson Win Rookie Of The Year Awards
Braves closer Craig Kimbrel and Rays starter Jeremy Hellickson won the 2011 Rookie of the Year awards, announced the Baseball Writers Association of America.
Kimbrel received all 32 first-place votes, becoming the tenth unanimous selection. Freddie Freeman, Vance Worley, Wilson Ramos, Josh Collmenter, Danny Espinosa, Darwin Barney, and Kenley Jansen also received votes in the NL. Kimbrel tied John Axford for the NL saves lead with 46, setting a rookie record in the process.
Mark Trumbo, Eric Hosmer, Ivan Nova, Michael Pineda, Dustin Ackley, Desmond Jennings, and Jordan Walden followed Hellickson in the AL. Hellickson posted a 2.95 ERA in 189 regular season innings for Tampa Bay this year.
